Compliance and Regulatory

Documentation

Makor Securities London Ltd.

Conflicts of Interest Policy

Anti-Bribery and Corruption Policy

Pillar 3 and Remuneration Disclosure

MIFIDPRU 8 Disclosures

Data Protection Policy

Best Execution Policy

RTS 28 – 2018

RTS 28 – 2019

Dodd-Frank Disclosures and Notices

Makor Securities Paris SAS.

Réclamations

Modalités de Communication

Informations Relatives à la Médiation

Traitement des Réclamations

Formuler une réclamation

RTS 28 – 2021

RTS 28 – 2022

Gestion des conflits d’intérêts

Politique de meilleure sélection

Politique de rémunération

Oscar Gruss & Son Inc.

Business Continuity Plan

Annual Notification (SEC Rule 606)

Regulation SP Notice

Public Disclosure Notice

Dodd-Frank Disclosures and Notices

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