Compliance and Regulatory
Documentation
Makor Securities London Ltd.
Conflicts of Interest PolicyAnti-Bribery and Corruption PolicyFraud PolicyPillar 3 and Remuneration DisclosureData Protection PolicyBest Execution PolicyRTS 28 – 2018RTS 28 – 2019Dodd-Frank Disclosures and NoticesModern Slavery & Human Trafficking Statement
Makor Securities Paris SAS.
Réclamations
RTS 28 – 2021RTS 28 – 2022Politique de Meilleure SélectionPolitique de gestion des conflits d’intérêts
Oscar Gruss & Son Inc.
Public Disclosure Notice
Created on: 28 October 2021 • Last Updated on: 4 November 2021
As a member of the Financial Industry Regulatory Authority (FINRA) Oscar Gruss & Son Incorporated is required to advise you of the fact that FINRA has a public hotline 1-800-289-9999 or you can use their internet website at www.finra.org as part of their “Public Disclosure Program”.
Details of the Program can be found in FINRA’s Investor Brochure, which can be obtained from FINRA.