Compliance and Regulatory

Public Disclosure Notice

As a member of the Financial Industry Regulatory Authority (FINRA) Oscar Gruss & Son Incorporated is required to advise you of the fact that FINRA has a public hotline 1-800-289-9999 or you can use their internet website at as part of their “Public Disclosure Program”.

Details of the Program can be found in FINRA’s Investor Brochure, which can be obtained from FINRA.